{"title":"Finance and Securities","description":null,"products":[{"product_id":"finra-sie-practice-questions","title":"FINRA SIE Practice Questions","description":"\u003cp\u003e\u003cstrong\u003eDigital SIE practice workbook. No printed book will be shipped.\u003c\/strong\u003e Work through 100 authored multiple-choice questions in one 30-page PDF, then review the answer key and rationales.\u003c\/p\u003e\u003ch3\u003eWhat is inside the PDF\u003c\/h3\u003e\u003cul\u003e\n\u003cli\u003e100 questions across capital markets, products and risks, trading\/accounts\/prohibited activities, and the regulatory framework.\u003c\/li\u003e\n\u003cli\u003eAn answer key with explanations.\u003c\/li\u003e\n\u003cli\u003eA score sheet, section score table and weak-area map.\u003c\/li\u003e\n\u003cli\u003eCalculation and combination-style practice items.\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003eThis is a practice-question workbook, not a separate topic study guide or official FINRA exam. All listed resources are inside the one PDF. A study guide, flashcards, planner and printed book are not included. Use the score pages to track your own results and identify topics to revisit in your review materials. Practice scores do not guarantee an exam result.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis is an independent study aid created to supplement, not replace, official FINRA review materials and your firm's training. BusyExamPrep is not affiliated with or endorsed by FINRA, the SEC, the MSRB or any exam sponsor. Rules and thresholds change; always verify against current official sources.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. Save the file for your personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. Your order number is optional.\u003c\/p\u003e","brand":"BusyExamPrep","offers":[{"title":"Default Title","offer_id":67527017267373,"sku":"BEP-91D6EF767B","price":4.95,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0843\/6537\/7709\/files\/il_fullxfull.8766245659_a6tm.jpg?v=1792710610"},{"product_id":"series-63-study-guide","title":"Series 63 Study Guide","description":"\u003cp\u003e\u003cstrong\u003eDigital Series 63 study guide. 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A study guide does not guarantee passing or eligibility for registration.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis guide was created using publicly available resources and study notes. It is a supplementary study aid. Please verify all information against current regulations and the official exam content outline.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. Save the PDF for your personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. Your order number is optional.\u003c\/p\u003e","brand":"BusyExamPrep","offers":[{"title":"Default Title","offer_id":67527222755501,"sku":"BEP-89CE7F6A45","price":12.95,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0843\/6537\/7709\/files\/il_fullxfull.8621298981_fnvw.jpg?v=1792710719"},{"product_id":"finra-sie-study-guide","title":"FINRA SIE Study Guide","description":"\u003cp\u003e\u003cstrong\u003eDigital SIE study guide. 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A concise guide is not a promise of complete curriculum coverage or a passing result.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis study guide is a supplementary resource created from publicly available information and study notes. It is NOT affiliated with FINRA. Always verify information against current FINRA, SEC, and MSRB official guidance. This guide does not guarantee passing the FINRA SIE exam.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. 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If you already own that guide, compare its internal reference sections before purchasing.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis is an independent study aid created to supplement, not replace, official exam materials and your firm's training. BusyExamPrep is not affiliated with or endorsed by the North American Securities Administrators Association (NASAA), FINRA, the SEC or any state securities regulator. The Series 66 exam is owned by NASAA; NASAA and FINRA are marks of their respective owners. State securities laws vary, so always check your state securities regulator and the current exam materials.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. 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Use alongside your course and official materials. A purchase is not exam registration and does not guarantee passing or licensing eligibility.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis is an independent study aid created to supplement, not replace, official exam materials and your firm's training. BusyExamPrep is not affiliated with or endorsed by the North American Securities Administrators Association (NASAA), FINRA, the SEC or any state securities regulator. The Series 66 exam is owned by NASAA; NASAA and FINRA are marks of their respective owners. State securities laws vary, so always check your state securities regulator and the current exam materials.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. Save the PDF for your personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. 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Use the guide alongside your course and official exam materials. Practice performance does not guarantee an exam result or registration eligibility.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis is an independent study aid created to supplement, not replace, official exam materials and your firm's training. BusyExamPrep is not affiliated with or endorsed by the North American Securities Administrators Association (NASAA), FINRA, the SEC or any state securities regulator. The Series 65 exam is owned by NASAA; NASAA and FINRA are marks of their respective owners. State securities laws vary, so always check your state securities regulator and the current exam materials.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. Save the PDF for your personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. 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It is not a substitute for a full review program or a guarantee of passing.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eIndependent supplementary study aid. BusyExamPrep is not affiliated with or endorsed by FINRA or any exam sponsor. Use alongside your review course and official exam materials. Always verify current rules and exam information against official sources. No passing result or complete curriculum coverage is guaranteed.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. 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This is a topic and reference guide, not a separate practice-question bank.\u003c\/p\u003e\u003ch3\u003eInside the PDF\u003c\/h3\u003e\u003cul\u003e\n\u003cli\u003eProfessional conduct and general financial-planning principles.\u003c\/li\u003e\n\u003cli\u003eRisk, insurance, investment, tax and retirement-planning topics.\u003c\/li\u003e\n\u003cli\u003eEstate planning and psychology of financial planning.\u003c\/li\u003e\n\u003cli\u003eTables, formula references and an internal two-page cram sheet.\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003eThis purchase is for CFP study, not CFA or a FINRA licensing exam. No separate flashcards, planner or course is included.\u003c\/p\u003e\u003cp\u003eAll listed notes, practice and review references are inside this one PDF. No separate flashcards, planner, course, exam voucher or professional license is included. Use alongside official exam materials and required training. Check the current official outline and requirements for your exam and jurisdiction before choosing this edition. This is an educational study aid, not personal financial, tax or legal advice. Purchasing it does not guarantee a passing result.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis study guide is a supplementary resource created from publicly available information and study notes. It is NOT affiliated with CFP Board. CFP, CERTIFIED FINANCIAL PLANNER, and CFP Board are trademarks owned by Certified Financial Planner Board of Standards, Inc. Always verify information against current official guidance. This guide does not guarantee passing the CFP exam.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the PDF included with this purchase. Check your spam or promotions folder if the email is missing. Save the file for personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. Your order number is optional.\u003c\/p\u003e\u003cp\u003ePass the CFP Exam With Confidence! \u003cbr\u003eFeeling overwhelmed by 8 domains, 70 topics, and a 6-hour exam? This 29-page CFP Study Guide organizes EVERYTHING you need to know into one clean, visual, exam-focused PDF. No fluff. No filler. Just the high-yield content that shows up on test day.\u003c\/p\u003e\n\u003cp\u003eWHAT'S INSIDE — ALL 8 DOMAINS:\u003cbr\u003eDomain A: Professional Conduct \u0026amp; Regulation (8%)\u003cbr\u003eFiduciary duty, Code of Ethics, Standards of Conduct, disciplinary process, securities laws, fiduciary vs. suitability vs. Reg BI, consumer protection laws (TILA, FCRA, ECOA)\u003cbr\u003eDomain B: General Principles of Financial Planning (15%)\u003cbr\u003e7-step planning process, financial statements \u0026amp; ratios, TVM calculations (Rule of 72, annuity due), cash flow management, economic concepts, education planning (529, Coverdell, UGMA, financial aid impact)\u003cbr\u003eDomain C: Risk Management \u0026amp; Insurance Planning (11%)\u003cbr\u003eAll life insurance types compared, MEC\/7-pay test, disability (own-occ vs. any-occ), HSA triple tax advantage, Medicare, COBRA, LTC, annuity taxation (LIFO!), 1035 exchanges, buy-sell agreements, key person insurance\u003cbr\u003eDomain D: Investment Planning (17%)\u003cbr\u003eCAPM, alpha, beta, Sharpe, Treynor, R-squared, standard deviation, duration, convexity, MPT, efficient frontier, asset allocation strategies, tax-equivalent yield, alternative investments\u003cbr\u003eDomain E: Tax Planning (14%)\u003cbr\u003eIncome tax calculation flow, capital gains (STCG\/LTCG\/1231\/1245\/1250), stock options (ISO vs. NQSO), AMT triggers, Section 1031 exchanges, passive activity loss rules, kiddie tax, wash sale rule, business entity taxation, charitable strategies (DAF, CRT, QCD), OBBBA 2026 changes (SALT $40,400, senior deduction)\u003cbr\u003eDomain F: Retirement Savings \u0026amp; Income Planning (18%)\u003cbr\u003eDB vs. DC plans, all qualified plan types (401k, 403b, 457, SEP, SIMPLE), Traditional vs. Roth IRA comparison, Social Security (FRA, early\/delayed, spousal, survivor, taxation, earnings test), RMD rules, 72(t)\/SEPP, backdoor Roth, mega backdoor Roth, QDRO, vesting schedules, NUA, SECURE 2.0 super catch-up\u003cbr\u003eDomain G: Estate Planning (10%)\u003cbr\u003eProperty titling \u0026amp; step-up rules, community property advantage, wills \u0026amp; trusts (revocable, ILIT, CRT, CLT, GRAT, QPRT, bypass, QTIP, special needs), gift\/estate tax ($15M exemption, portability, GST), powers of appointment, IRD, qualified disclaimer\u003cbr\u003eDomain H: Psychology of Financial Planning (7%)\u003cbr\u003e11 behavioral biases (cognitive vs. emotional), money scripts, stages of change, motivational interviewing, crisis event planning\u003c\/p\u003e\n\u003cp\u003eBONUS: 2-Page Cram Sheet\u003cbr\u003eEvery high-yield concept across all 8 domains condensed into 2 dense pages. Your exam-morning lifeline!\u003c\/p\u003e\n\u003cp\u003eKEY FEATURES:\u003cbr\u003eUpdated for 2026: OBBBA tax changes, SECURE 2.0, new contribution limits\u003cbr\u003eAll 2026 numbers verified (IRS, SSA, CFP Board)\u003cbr\u003e401(k): $24,500 + $8,000 catch-up + $11,250 super catch-up (60-63)\u003cbr\u003eIRA: $7,500 + $1,100 catch-up | Estate exemption: $15M (OBBBA)\u003cbr\u003eColor-coded callout boxes: Exam Tips, Key Points, Watch Out!, Formulas, Memory Tricks\u003cbr\u003eFormulas explained: CAPM, TVM, tax-equivalent yield, duration, housing ratios\u003cbr\u003ePrint-ready layout — study on screen or on paper\u003cbr\u003eEXAM QUICK FACTS:\u003c\/p\u003e\n\u003cp\u003e170 multiple-choice questions | 6 hours (two 3-hour sections)\u003cbr\u003ePass\/Fail (no disclosed minimum score)\u003cbr\u003ePass rate: ~64% (November 2025)\u003cbr\u003eRegistration fee: $825 (early) \/ $925 (standard) \/ $1,025 (late)\u003cbr\u003eOffered 3x per year: March, July, November\u003cbr\u003eMax 5 lifetime attempts\u003c\/p\u003e\n\u003cp\u003ePERFECT FOR YOU IF:\u003c\/p\u003e\n\u003cp\u003eYou're sitting for the CFP exam in 2026\u003cbr\u003eYou want all 8 domains in one organized reference\u003cbr\u003eYou need a supplement to your main review course\u003cbr\u003eYou learn best from tables, comparisons, and visual layouts\u003cbr\u003eYou want a cram sheet for your final review session\u003c\/p\u003e\n\u003cp\u003eWHAT YOU GET:\u003c\/p\u003e\n\u003cp\u003e1 PDF file (29 pages, instant digital download)\u003cbr\u003ePrintable — works great on screen or paper\u003cbr\u003eNo watermarks on study content\u003c\/p\u003e\n\u003cp\u003eDISCLAIMER:\u003cbr\u003eThis study guide is a supplementary resource created from publicly available information and study notes. It is NOT affiliated with CFP Board. CFP, CERTIFIED FINANCIAL PLANNER, and CFP Board are trademarks owned by Certified Financial Planner Board of Standards, Inc. Always verify information against current official guidance. This guide does not guarantee passing the CFP exam.\u003cbr\u003ePRO TIP: Pair this study guide with our upcoming CFP Flashcards and Cheat Sheet for the ultimate exam prep bundle! Check our shop for more exam resources.\u003cbr\u003eStudy Smarter. Pass Faster. \u003cbr\u003e2026 BusyExamPrep. All Rights Reserved.\u003c\/p\u003e","brand":"BusyExamPrep","offers":[{"title":"Default Title","offer_id":67527407894701,"sku":"BEP-88C61C5C52","price":9.95,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0843\/6537\/7709\/files\/il_fullxfull.8621279319_c93c.jpg?v=1792710829"},{"product_id":"series-6-study-guide","title":"Series 6 Study Guide","description":"\u003cp\u003e\u003cstrong\u003eDigital Series 6 study guide. No printed book will be shipped.\u003c\/strong\u003e Review packaged investment products and related account topics in a compact 21-page PDF with six authored chapters.\u003c\/p\u003e\u003ch3\u003eInside the guide\u003c\/h3\u003e\u003cul\u003e\n\u003cli\u003eCommunications and business development.\u003c\/li\u003e\n\u003cli\u003eCustomer accounts and suitability.\u003c\/li\u003e\n\u003cli\u003eMutual funds and other investment products.\u003c\/li\u003e\n\u003cli\u003eRetirement plans and taxation.\u003c\/li\u003e\n\u003cli\u003eRegulations, ethics and trade execution.\u003c\/li\u003e\n\u003cli\u003eFormula boxes, comparison tables, study-tip boxes and a two-page cram-sheet section within the PDF.\u003c\/li\u003e\n\u003c\/ul\u003e\u003cp\u003eThis purchase delivers one study-guide PDF. The cram-sheet pages are included inside that same file, not an additional download. No separate practice-question bank, flashcards, planner or printed copy is included. Use it alongside your review course and official exam materials.\u003c\/p\u003e\u003ch3\u003eIndependent study aid\u003c\/h3\u003e\u003cp\u003eThis guide was created using publicly available resources and study notes. It is a supplementary study aid. Please verify all information against current regulations and the official exam content outline.\u003c\/p\u003e\u003ch3\u003eDigital delivery\u003c\/h3\u003e\u003cp\u003eAfter successful payment, Shopify Digital Downloads emails access to the file included with this purchase. Check your spam or promotions folder if the email is missing. Save the PDF for your personal study.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003ePersonal use only.\u003c\/strong\u003e Making copies for other individuals, sharing files or download links, distributing or reselling these materials is not allowed.\u003c\/p\u003e\u003cp\u003e\u003cstrong\u003eLast updated: October 2026.\u003c\/strong\u003e\u003c\/p\u003e\u003ch3\u003eRefund policy\u003c\/h3\u003e\u003cp\u003eAll sales are final. No refunds, returns, exchanges or cancellations on digital downloads or printed books.\u003c\/p\u003e\u003cp\u003eNeed help with your order or download? Use \u003ca href=\"\/pages\/contact\"\u003eOrder Support\u003c\/a\u003e. Your order number is optional.\u003c\/p\u003e","brand":"BusyExamPrep","offers":[{"title":"Default Title","offer_id":67527409336493,"sku":"BEP-8787445EF2","price":12.95,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0843\/6537\/7709\/files\/il_fullxfull.8573453452_7l1h.jpg?v=1792710839"}],"url":"https:\/\/busyexamprep.com\/collections\/finance-and-securities\/resource-digital-study-guide.oembed","provider":"BusyExamPrep","version":"1.0","type":"link"}